An interval p-graph is the intersection graph of a collection of intervals which have been colored with p different colors with edges corresponding to nonempty intersection of intervals from different color classes. We characterize the class of 2-trees which are interval 3-graphs via a list of three graphs and three infinite families of forbidden induced subgraphs.
1. Introduction
We discuss finite simple graphs which are variations on the well-studied class of interval graphs. Interval graphs have been extensively studied and characterized, and fast algorithms for various problems such as clique number, chromatic number, dominating sets, and many others have been developed. Indeed it is at this point difficult to give a thorough list of references or a single reference with a sufficient representation of even recent work done on or with interval graphs and several of their variants. The variant we consider is as follows. Suppose G is a graph whose vertices correspond to a collection of intervals which is partitioned into some number of color classes with vertices adjacent if and only if their corresponding intervals intersect and belong to different color classes; such a graph is an interval p-graph and the collection of intervals (and its partition into color classes) to which vertices correspond will be referred to as a representation. After presenting forbidden induced subgraph results for interval 2-graphs, T.S. Michael posed the following question to the first author: given a graph G=(V,E), what is the minimum positive integer p such that a class of intervals partitioned into p color classes represents G so that vertices are adjacent if and only if their corresponding intervals intersect and are of different color classes? The first author and Dr. Michael quickly realized that some graphs could not be represented for any number of color classes; for example, a 5-cycle and T3 (see Figure 1) cannot be represented using any number of color classes. Hence when we say “G is not an interval p-graph”, it is not the p that is under contention, since p is always the chromatic number of G, if G has a representation, see [1, 2]. This is why when we say “G is an interval p-graph” we mean that G has a representation for some p. When we put in place of p a numeral, say 3, we mean by “G is an interval 3-graph” that G has a representation using 3 or fewer color classes. This nuance in semantics allows us to consider interval p-graphs for characterization via forbidden subgraphs, since otherwise a forbidden subgraph (obtained by vertex deletion) may have a smaller chromatic number but still be representable. The notion of interval p-graphs with p=2, that is the interval bigraphs, was first introduced in [3] and has been investigated more recently by Hell and Huang [4, 5], Müller [6], Brown [1], and Das et al. [7] and others mentioned in their references. But for p not necessarily 2, the first paper appears to be by Brown et al. [2], but interval p-graphs have been studied or used in [8, 9]. As far as a characterization via forbidden induced subgraphs is concerned, the only such characterizations for interval p-graphs are for trees, hence p=2, (see [10]) and for k-trees, any p (see [11]).
If G is an interval p-graph with a representation in which no interval contains another properly, then G is a proper interval p-graph. The proper interval 2-graphs have been characterized via many properties and shown to be equivalent to many well-known classes of graphs (see [4, 12]) as well as via a forbidden induced subgraph characterization consisting of three graphs, odd cycles, and all cycles of length six or greater. For example, proper interval 2-graphs are precisely the bipartite permutation graphs, the comparability graphs of posets of dimension at most two, the complements of proper circular arc graphs, and the bounded bipartite tolerance graphs (see [12] or relevant papers from the literature for the definitions). But essentially none of the characterizations of proper interval 2-graph extend to proper interval p-graphs for p>2, as the authors show in a companion article to this one [13]. In this article we give a forbidden induced subgraph characterization for proper interval p-graphs which are 2-trees. The list of forbidden induced subgraphs consists of three graphs and three infinite families of graphs (see Figure 6) and complements the following characterization for (not necessarily proper) interval p-graphs.
Theorem 1 (see [11]).
Let G be a 2-tree. The graph G has a representation if and only if it contains no subgraph isomorphic to Gi, 1≤i≤12 from Figure 2.
The complete list of forbidden induced subgraphs for 2-tree interval p-graphs.
We think our results are an illustration of how the complexity of interval p-graphs increases when p>2, in spite of the ostensibly structure-imposing restriction on the representation, and are perhaps an indication of the need for further research. When graph G has a representation in which no interval contains another properly, we will call the representation proper or refer to it as a proper representation.
2. Preliminaries
A k-tree may be recursively defined as follows.
Kk is a k-tree.
Let G be a k-tree; create G′ by adding a vertex to G adjacent to all the vertices of some Kk of G.
G′ is a k-tree.
A graph G is said to be uniquely colorable if there exists exactly one partition of V(G) into r=χ(G) color classes, in which case we say G is uniquely r-colorable. A graph is chordal if the smallest induced cycle is a 3-cycle. Any k-tree is chordal and hence uniquely (k+1)-colorable by the following result from [14]. This fact is very useful for our purposes.
Theorem 2 (see [14]).
A graph G of order at least k+1 is a k-tree if and only if G is chordal and uniquely (k+1)-colorable.
An asteroidal triple in a graph is a set of three vertices such that between each pair there is a path that does not intersect the neighborhood of the third. There is not much in the literature beyond [1] about proper interval p-graphs, for p>2, but in [1] it is shown that they are asteroidal triple free.
Theorem 3 (see [1]).
If G is a proper interval p-graph, then G contains no asteroidal triple.
A graph is weakly chordal if it and its complement do not contain a cycle of length greater than four. A graph is perfect if the chromatic number of any induced subgraph is equal to the clique number of that subgraph. Since Hayward proved that weakly chordal graphs are perfect in [15] and Brown et al. proved that interval p-graphs are weakly chordal in [2], we have the following theorem.
Theorem 4 (see [2]).
The class of interval p-graphs is a class of perfect graphs.
Note that this is why, in trying to represent graph G as an interval p-graph, the addition of more than χ(G) interval color classes will not yield a representation when χ(G) interval color classes will not.
The following facts and the next lemma will provide the basis for our characterization:
a 2-tree is uniquely 3-colorable;
proper interval p-graphs are asteroidal triple free;
interval p-graphs are perfect;
any subgraph obtained from vertex deletion of an interval p-graph is an interval p-graph (the property of being an interval p-graph is hereditary).
Lemma 5.
Each graph in the infinite family in Figure 3 is not a proper interval p-graph.
An infinite family of forbidden induced subgraphs for proper interval p-graphs.
Proof.
Assume for contradiction that there is a proper representation for Hk from Figure 3. Without loss of generality, assume that rx1>ra and rx1>rb. See Figure 4 for an example representation. The vertices y1 and x2 are adjacent to neither a nor b and both are of a different color than one of them. Thus since the representation is proper, ry1>rx1 and rx2>rx1. This also forces y1 to be in the same color class as x2 to avoid adjacency, since their intervals overlap. Now consider the vertex y2; because it is adjacent to x2, it belongs to a different color than y1. Thus ry2>rx2. We continue this argument and find that ryj>rxj for j∈{1,…,k}, and yj is the same color as xj-1 for j∈{2,…,k-1}. Both w and v are not adjacent to yk-1 and are not the same color as yk-1, so rw>rxk and rv>rxk. Thus the intervals for yk, w, and v all intersect. This is a contradiction since yk is not in the same color class as either w or v, but is adjacent to neither.
The vertical line signifies the contradiction in the proof of Lemma 5.
Our arguments for the proof of the main theorem will be facilitated by the notion of trapping which we now define and then prove a lemma about the structure of a proper interval p-graph which involves this notion. Let G be an interval p-graph that is not a proper interval p-graph and let ℐ be a representation for G in which the number of intervals properly contained in others is minimal. Hence ℐ has at least one interval Iy that is properly contained in another interval, say Iv.
Now Iv and Iy are either in the same color class or they are not. But in either case, there is structure in G which necessitates intervals Ix and Iz, each of a different color class than Iy, which flank Iy and prevent the extension of either of Iy’s endpoints past either of those of Iv; that is; there is some structure in G which forces G to have no proper representation. What structure this is is not easily named; indeed it is in a sense the purpose of this paper to investigate what prohibits an interval 3-graph from having a representation using intervals with no proper containment among them. The only structural thing we can be sure of is that (1) yz is not an edge of G, (2) neither is xy, but (3) vz and vx are, and (4) Ix and Iz are of different color classes than Iv and of Iy. If any of those four statements are not true the interval Iy may be adjusted and not contained in Iv. So we have intervals Ix and Iz with Ix∩Iv≠∅, Iz∩Iv≠∅, Iy∩Iz=∅, Iy∩Ix=∅, and y’s interval is in a different color class than both x’s and z’s. Moreover, there are two neighbors of v, x and z, that are not neighbors of y, and Ix and IztrapIy in Iv (see 𝒥1 in Figure 5).
Representations used in Lemma 6. In 𝒥2, Iw could be gray or black.
The forbidden induced subgraphs for 2-trees that are interval 3-graphs.
Since interval p-graphs are perfect, we now restrict the number of color classes to three—the chromatic number of a 2-tree.
Lemma 6.
Let G be an interval 3-graph that is not a proper interval 3-graph. Let ℐ be a representation for G with the least containment, and let Ix and Iz trap Iy in Iv. If Ix and Iz are in the same color class, then x must have a neighbor that is not adjacent to z, and z must have a neighbor that is not adjacent to x.
Proof.
Let G be an interval 3-graph that is not a proper interval 3-graph. Let ℐ be a representation for G with the least containment, and let Ix and Iz trap Iy in Iv. Assume that x and z are in the same color class. First assume that x and z have the same neighborhood. Since they are the same color class, overlapping intervals do not result in an adjacency. Thus the intervals can be moved so that Ix and Iz overlap and do not trap Iy. This movement of intervals is shown in 𝒥2 in Figure 5 without Iw. Notice that there is room for the intervals for all of the neighbors of x and z without proper containment. Thus this representation has less interval containment, which is a contradiction.
Now without loss of generality assume that N(z)⊊N(x), and let w∈N(x), but w∉N(z). Again we can move the intervals because x and z belong to the same color class. If w∉N(v), then we can configure the intervals as in 𝒥2 in Figure 5. Notice that there is still room for the intervals for the common neighbors of x and z without proper containment. If w∈N(v), then it must be of the same color as y. Hence we can configure the intervals as in 𝒥3 in Figure 5, again with room for the neighbors of x and z without proper containment. Thus in either case the representation has less interval containment, which is a contradiction. Therefore x must have a neighbor that is not adjacent to z, and z must have a neighbor that is not adjacent to x.
3. Characterization
We are now ready to prove the main result.
Theorem 7.
Let G be 2-tree that has a representation. The graph G is a proper interval 3-graph if and only if it contains none of the graphs from Figure 6 as an induced subgraph.
Proof.
Assume that G is a proper interval 3-graph. The graph C from Figure 6 contains an asteroidal triple. Every other subgraph from Figure 6 contains a member of the infinite family of graphs from Figure 3. Thus G cannot contain any of the induced subgraphs listed in Figure 6, since none of them have a proper representations from Theorem 3 and Lemma 5.
Assume for contradiction that G is not a proper interval 3-graph and does not contain a graph from Figure 6 as an induced subgraph. Since G is an interval 3-graph, consider a representation with the least number of intervals properly contained in another. Label the three colors gray, white, and black, and notice that this is a proper coloring of G. Assume that the interval for vertex v is colored gray and contains the interval for vertex y, which could by any of the three colors. Since this representation has the least number of contained intervals, there must be two nonadjacent vertices whose intervals intersect the interval of v; label them x and z. The vertices x and z are not neighbors of y and are both in a different color class than y.
This gives us 12 colorings of x, y, and z: white, gray, and white; white, gray, and black; black, gray, and white; black, gray, and black; white, black, and white; white, black, and gray; gray, black, and white; gray, black, and gray; black, white, and black; black, white, and gray; gray, white, and black; and gray, white, and gray. Since white and black are indistinguishable at this point, we can narrow these 12 colorings down to five different colorings of x, y, and z: white, black, and white; white, gray, and white; white, gray, and black; white, black, and gray; and gray, white, and gray, which we group into three cases.
Case 1. The vertices x, y, and z are colored white, black, and white, respectively.
Because G is a 2-tree, there is a path from x to z that is a subset of the neighborhood of v. This leads us to two subcases: this path includes y or does not include y. First let us assume that this path includes y; label the path x,a1,…,ak,y,b1,…,bj,z. Since this path is contained in the neighborhood of v, the vertices must be all colored white or black. Plus x, y, and z are pairwise nonadjacent, so k>0 and j>0. Since the coloring is proper, a1 and bj must be black and ak and b1 must be white, so k≠1 and j≠1. Hence the graph induced by the vertices {v,x,a1,…,ak,y,b1,…,bj,z} contains B from Figure 6 as an induced subgraph with v≅g.
Now let us assume that the path from x to z in the neighborhood of v does not include y; label the path x,d1,…,di,z and notice that i>0. From Lemma 6, x must have a neighbor that is not adjacent to z and z must have a neighbor that is not adjacent to x; label them a and b, respectively. If there is a choice for a or b choose the vertex with the shortest distance to v. First assume that a=d1 or b=di; then i≥3, because d1,…,di must be all black or white. If y is adjacent to a dj, then 2≤j≤i-1, since d1,di, and y are all black. Hence the graph A from Figure 6 is an induced subgraph of {v,y,x,d1,…,di,z} with v≅g. If y is not adjacent to a dj, then there is a path from some dt, 1≤t≤i, to y in the neighborhood of v; label this path dt,f1,…,fn,y. Hence the graph A from Figure 6 is an induced subgraph of {v,x,d1,…,dt,…,di,z,f1,…,fn,y} with v≅g.
Now assume that a≠d1 and b≠di; if i≥3 then the argument above holds, so assume that i<3. We also know that i≠2, because of the coloring, so let i=1. Since d1 and y are both black, n≥1. Thus if either a∈N(v) or b∈N(v), then the graph A from Figure 6 is an induced subgraph of {a,x,v,d1,f1,…,fn,y,z,b} with v≅g. If a,b∉N(v), then a,b∈N(d1) since we chose a and b to be the shortest distance to v. Therefore, the graph A from Figure 6 is an induced subgraph of {a,x,v,d1,f1,…,fn,y,z,b} with d1≅g.
Case 2. The vertices x, y, and z are colored white, gray, and white or white, gray, and black, respectively.
Label the path from x to z in the neighborhood of v as d1,…,di. Notice that y and v are in the same color class, so they are not adjacent. Thus y must have two neighbors that are also adjacent to v, so y must be adjacent to at least one dj, j∈{1,…,i}. First assume that dj,dk∈N(y) for consecutive j and p. Then the graph C from Figure 6 is an induced subgraph of {x,y,z,d1,…,di,v}.
Now assume that there is only one j∈{1,…,i} such that dj∈N(y). There is a path from v to y in the neighborhood of dj; label it m1,…,mn. If j∈{2,…,i-1}, then the graph A from Figure 6 is an induced subgraph of {x,y,z,d1,…,di,v,m1} with v≅g. If not, then without loss of generality, assume that j=1. The intervals for the vertices x and d2 (if i=1, then use z instead of d2) trap the interval for y, so each must have a neighbor which is not adjacent to the other. Consider the neighbors of this type that are the least distance to v and label the neighbor of x as t and the neighbor of d2 as u. If t,u∈N(v) then the graph A from Figure 6 is an induced subgraph of {t,x,d1,d2,u,v,m1} with v≅g. If t∉N(v), then the graph A from Figure 6 is an induced subgraph of {t,x,d1,d2,v,m1,…,mn,y} with d1≅g. A similar argument will find A as an induced subgraph if u∉N(v).
Case 3. The vertices x, y, and z are colored white, black, and gray or gray, black, and gray, respectively.
Since v and z are both gray, their overlapping intervals do not result in an adjacency. Thus either Iz intersects Iv because there exists a vertex w such that rw<rv and w∈N(z) or lz<rv so that Iz is not contained in another interval.
Consider the first case. If rw>rv, then Iz could be moved so that Iy is not trapped in Iv. Thus there must be a vertex t such that lt<rv and w∉N(t). If t is white or black, then the graph induced by the vertices {w,v,z,t} is a cycle of length 4. However this is a contradiction, because 2-trees are chordal. If t is gray either it can be moved so that rw>rv or It is there because of another adjacency. In the former case, we contradict that this representation has minimum containment. In the latter case, we start this case all over again with the vertices x, y, and t. Since G is finite, we eventually end up with the one of the previous two contradictions.
Now consider lz<rv so that Iz is not contained in another interval, which we will label b if it is white and g1 if it is black. Since Iz is not contained in Ib, Ib∩Iy=∅. If x is white, then we are in Case 1 with the vertices v, x, y, and b; if x is gray, then we can restart the argument in this case with the vertices v, x, y, and b.
Because Iz is avoiding containment in Ig1, Ig1 must intersect an interval for a white or black vertex that is not a neighbor of z. If this neighbor is white, then we label it b. If it is gray, then label it r1. Notice that g1 and r1 are not adjacent, so they must share a gray neighbor (since we already considered the case with a white neighbor), label this neighbor g2. Again the intervals could be reordered to create a representation with less containment, unless Ig2 intersects a gray or white interval. If it is white, then we again label it b. If it is gray, then we label it r2 and notice that there must be a g3 that is adjacent to both g2 and r2 (see I1 in Figure 7). The gray and black intervals could again be reorganized with less containment (see I2 in Figure 7) unless there is another neighbor. The black and gray intervals continue in this way until we eventually add a white interval, which we label b. Thus if x is white the graph induced by the vertices {x,y,z,v,g1,…,gk,r1,…,rk-1,b} has the structure of K1 from Figure 8, where gk could be black or gray. If x is gray then we get the black and gray structure of {g1,…,gk,r1,…,rk-1} on the left hand side of v until we hit a white vertex on the left. In either case, the graph has the structure of K1.
The interval for x could be gray or white.
Let us first consider the subgraph of K1 in Figure 8 induced by the vertices {x,y,v,g1} (or similarly {gk-1,gk,b,rk-1}). There is a path from x to g1 in the neighborhood of v; label it v1,…,va. If a>4, then the graph B from Figure 6 is an induced subgraph of {x,v,g1,v1,…,va} with v≅g, so a≤4. Because of coloring a must be even, so either a is two or four. If a is four, then the graph induced by the vertices {x,v,g1,v1,v2,v3,v4} is isomorphic to the left end of K2 in Figure 8. If a is two, then y≠vj for any j. Thus the graph induced by the vertices {x,v,y,g1,v1,v2} is isomorphic to the right end K2 in Figure 8.
Now consider the structure of the graph around the vertices {gi-1,gi,gi+1}, 1≤i≤k-1 (g0=v). There is a path from gi-1 to gi+1 in the neighborhood of gi; label it as i1,…,iai. Since gi-1 and gi+1 are the same color, ai must be odd for all i. If ai=1 then A from Figure 6 is an induced subgraph of {gi-1,gi,gi+1,i1,ri-1,(i-1)ai-1,(i+1)1} with i1≅g. Furthermore, if ai≥5 then B from Figure 6 is an induced subgraph of {gi-1,gi,gi+1,i1,…,iai} with g1≅g. Thus ai=3 for all i.
Next we show that (i-1)3=i1 for all i (including both ends, i.e., va=11). Assume this is not the case and let t be the smallest index i such that (i-1)3≠i1. Consider the subgraph T induced by the vertices {x,y,z,v,v1,…,va,g1,12,13,g2,22,23,…,gt-1,(t-1)2,(t-1)3,gt,t1}. If {x,v,v1,…,va,g1} is isomorphic to the left end of K2 in Figure 8, then Dt from Figure 6 is an induced subgraph of T. If {x,y,v,v1,…,va,g1} is isomorphic to the right end of K2 in Figure 8, then Et from Figure 6 is an induced subgraph of T. Therefore, (i-1)3=i1 for all i, which is shown in K3 in Figure 8.
Now we can see that if both ends of G look like the left end of K2 in Figure 8, then Dk from Figure 6 is an induced subgraph of G. If both ends of G look like the right end of K2 in Figure 8, then Fk from Figure 6 is an induced subgraph of G. Lastly if one end looks like the left end and one looks like the right end of K2 in Figure 8, then Ek from Figure 6 is an induced subgraph of G.
In each case we found that a graph from Figure 6 is an induced subgraph of G, which is a contradiction. Therefore, if G contains none of the graphs from Figure 6 as an induced subgraph, it is a proper interval 3-graph.
If we combine Theorem 7 with Theorem 1, we get the following corollary.
Corollary 8.
A 2-tree is a proper interval 3-graph if and only if it contains none of the graphs from Figure 6 and Figure 2 as an induced subgraph.
Combining the above corollary with Theorem 2, we get the following.
Corollary 9.
A chordal uniquely 3-colorable graph is a proper interval 3-graph if and only if it contains none of the graphs from Figure 6 and Figure 2 as an induced subgraph.
4. Unit Interval p-Graphs
A unit interval graph is an interval graph that can be represented using only intervals of unit length. The following well-known result from Roberts [16] informs us that the class of proper interval graphs is precisely the class of unit interval graphs.
Lemma 10 (see [16]).
The unit interval graphs are equivalent to the proper interval graphs, and they are further equivalent to the K1,3-free interval graphs.
A unit interval p-graph is an interval p-graph that can be represented using only intervals of unit length. We will refer to the representation of a unit interval p-graph as a unit representation. When p=2 it is known that unit equals proper (see [12, 17]). We prove it now for all p. This proof follows closely a proof from Golumbic and Lipshteyn in [18].
Lemma 11.
A graph G is a unit interval p-graph if and only if it is a proper interval p-graph.
Proof.
Let G be a unit interval p-graph. Since a unit interval cannot properly contain another unit interval, G is also a proper interval p-graph.
Let G be a proper interval p-graph, and let ℐ be the proper representation of G. Create the graph G′ such that V(G′)=V(G) and xy∈E(G′) if Ix∩Iy≠∅ in ℐ, regardless of color. In other words, G′ is the graph G with edges added between vertices of the same color class with overlapping intervals in ℐ. Now G′ is a proper interval graph and from Lemma 10 is also a unit interval graph. Let ℐu be the unit interval representation for G′. If we add the color partition of G to ℐu, it is a unit interval representation of G, and thus we are done.
Combining Lemma 11 with Theorem 7, we get the following.
Theorem 12.
Let G be a 2-tree interval 3-graph. Then G is a unit interval 3-graph if and only if it contains none of the graphs from Figure 6 as an induced subgraph.
5. Conclusion
In this paper, we have given a characterization of proper interval 3-graphs that are 2-trees using their perfection, the absence of asteroidal triples, and in particular their unique colorability. We have noted that for p=2 the proper interval p-graphs enjoy many characterizations and equivalence to many classes of graphs, but for p>2 their characterizability seems to be more difficult. We believe this is in part due to the fact that bipartite graphs are uniquely 2-colorable and hence there is a forced assignment of intervals to color classes. When studying interval p-graphs with p>2 and the graph under consideration is not uniquely colorable, there are certain pathologies which need to be overcome. For example, in Figure 9(I), we have a graph with no unit representation; if the interval color assignment is as indicated, vertices f and b should be adjacent. But, in Figure 9(II), the interval color assignment is conducive to a unit representation.
A unit (proper) interval 3-graph which requires care in the assignment of interval color classes.
However we conjecture that the absence of any graph from the infinite family of graphs in Figure 3 and the absence of asteroidal triples completely characterizes proper interval 3-graphs.
If we consider proper interval p-graphs with a higher chromatic number, say 4, we find more forbidden induced subgraphs, including the graphs in Figure 10. Although characterizing all proper interval 4-graphs using forbidden induced subgraphs may be a difficult problem, it would be interesting to restrict the search to a well-known family of graphs, say 3-trees or uniquely 4-colorable graphs.
Some forbidden induced subgraphs with χ(G)=4.
Conflict of Interests
The authors declare that there is no conflict of interests regarding the publication of this paper.
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