Morphological changes after orthognathic surgery involved soft tissue changes in terms of shape and size [
Many studies have been conducted regarding the modifications of bone structures after maxillofacial surgery in different pathological conditions, but only a few have been conducted about soft tissue changes and, in particular, about facial movements [
Because of the importance of facial mimicry in human relationships and the anatomical, physiological, and psychological effects of its alterations, recent studies evaluated the facial mobility of patients undergoing surgical treatment involving facial bones. An accurate analysis of pre- and postsurgical facial movements could be part of a more precise prevision of the surgical treatment and its results [
In the present study, the authors aimed to investigate, by the means of three-dimensional (3D) imaging methods, pre- and postsurgical facial movements in patients with severe obstructive sleep apnea syndrome (OSAS) treated with maxilla-mandible advancement (MMA), which is the most successful surgical treatment for these patients, in which the jaw is advanced and, if possible, a stable occlusion maintained [
The aim of this research was to examine if a group of basic facial movements were modified by bone displacements and scars due to MMA and to evaluate if mimic muscle movements could be modified, or not, by bone displacements and scars from surgery. No studies have ever been conducted on the possible facial muscular movement modifications after MMA.
Ten Caucasian adult patients (mean age 44.9 years, range 33–60 years; eight males, two females), with severe OSAS (Apnea Hypopnea Index, AHI, mean value
Inclusion criteria were middle age, presurgical normal cephalometric measurements, and class I obesity (BMI 30–34.9 kg/m2) [
Exclusion criteria were a previous history of craniofacial injuries, syndromes, or operations. Moreover, patients with dental-skeletal discrepancies leading to facial deformity (mainly severe class II deformities), in which occlusion correction and preoperative orthodontic treatment were incorporated in the treatment plan, were not included in this study (Table
Comparison between pre- and post-op BMI, polysomnographics, and cephalometrics measurements.
Normal values | Pre-op | Post-op | |
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BMI (kg/m2) | 18.5–24.9 |
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PSG | |||
RDI (hr) |
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ODI (%) |
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AHI (events/hr) | <5 |
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L-cephalometry | |||
SNA (°) |
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SNB (°) |
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MP-H (mm) |
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PAS (mm) |
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PSG, polysomnography recordings; BMI, body mass index; RDI, respiratory disturbance index; ODI, oxygen desaturation index; AHI, apnea-hypopnea index; SNA, angle from Sella-Nasion-point A; SNB, angle from Sella-Nasion-point B; MP-H, distance from mandibular plane to hyoid bone; PAS, posterior airway space.
Regarding sex, the different number between male and female subjects was related to the fact that OSAS pathology was prominent in the male sex [
All the patients underwent a similar surgical procedure, consisting of a MMA (standardized surgical treatment consisting of a LeFort I osteotomy and bilateral sagittal split-ramous osteotomies), with skeletal advancement planned between 10 and 12 mm [
Informed consent was obtained from all participants. This study was performed in agreement with local institutional review board. The Helsinki Declaration guidelines were followed.
Facial surface data was acquired one week before (T1) and 12 months after surgery (T2), using a Cyberware 3030 RGB (Cyberware, Inc., 2110, Del MonteAvenue, Monterey, California, 93940 USA) laser scanner by means of a specific protocol [
All the faces were firstly registered in the rest position at NHP and then the patients were asked to assume five basic facial expressions: frowning, knitting brows, grimace, smiling, and lip purse at T1 and T2.
The attained data were transferred to a graphics workstation for elaboration with Cyberware Echo software (Cyberware Inc.).
3D facial surfaces were reconstructed and scan shell alignment (face model) and comparison were carried out using Rapid Form 2004 software (INUS Technologies Inc., 2004, Seoul, South Korea).
The accuracy of this method and its reliability in studying facial movements have been previously described [
Morphologic changes of facial mobility were investigated as facial surfaces superimposing (“shell-to-shell” deviation). For each patient, facial scans at T1 and T2 were registered on homologous points. The 3D registration of every facial movement was recorded on its corresponding shell in the rest position using an alignment of manually selected corresponding landmarks and/or anatomical areas that were identified among those which were not modified by surgery and remained immobile during each studied movement. The software automatically recorded the two 3D images to obtain the best fit between their surfaces using the given points.
The program generated a colour scale indicating the areas with different degree of tissue displacement. This process provided information on regional changes following every movement at T1 and T2 that were visualised as a pseudo-colour map (shell-to-shell deviation, clearance vector map) (Figures
Graphics program: Rapidform 2004, MSOffice 2013. 3D scanning registrations at T1 (a, b, c); 3D scanning registrations at T2 (d, e, f). Clearance vector map ((c) and (f)) obtained by the superimposition, respectively, of (a) with (b) and (d) with (e). Note the reduction of the associated movements in T2 (f).
Graphics program: Rapidform 2004, MSOffice 2013. Frowning: clearance vector mapping at T0 (a) and T1 (d). Point to point distance (mm) of superciliare (sci) at right ((b) and (e)) and at left ((c) and (f)) side. Note the reduction of the associated movements in the region of the inferior 2/3 of the face during the movement at T1.
Graphics program: Rapidform 2004, MSOffice 2013. Smiling: clearance vector mapping at T0 (a) and T1 (d). Point to point distance (mm) of cheilion (ch) at right ((b) and (e)) and at left ((c) and (f)) side. Note the main amplitude of the movement at T1.
A colour scale (clearance vector map: CVM) indicated the areas with different degrees of displacement of the two superimposed surfaces: in red, the areas with major movement, in green minor movement, and in blue no movement (Figures
Landmark displacements were measured independently by two operators. The reliability of the method and mean error has been previously studied [
For data elaboration, anatomical points chosen from classical anthropometry [
Landmarks employed for the study and their definitions [
Landmarks | Abbreviations | Definitions |
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Superciliare | Sci | The highest point on the upper borderline in the mid-portion of each eyebrow. |
Alar curvature point | Ac | The facial insertion of the alar base. |
Cheilion | Ch | The point located at each labial commissure. |
For every facial movement, we measured the displacement in millimeters of every tracing landmark at T1 and T2 on right and left sides of the face. Mean and standard deviations were calculated and, subsequently, statistical analysis was carried out with the paired
Landmarks displacement (in millimeters) in the right and left side of the face at T1 and T2.
Movements | Landmarks | Side | Mean and Std Dev | Mean and Std Dev |
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T1 | T2 | |||||
Frowning | sci | Right |
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2.08 |
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sci | Left |
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2.19 |
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Knitting brows | sci | Right |
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−1.59 |
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sci | Left |
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−1.56 |
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Grimace | ac | Right |
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0.39 |
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ac | Left |
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0.91 |
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Smiling | ch | Right |
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−4.47 |
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ch | Left |
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−4.30 |
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Lip purse | ch | Right |
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0.11 |
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ch | Left |
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−1.34 |
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Mean and Std Dev (standard deviation) are calculated at T1 and T2. Medium distance (
Surgery did not seem to substantially modify the appearance of the facial mobility of every subject. The shell-shell deviation map did not indicate asymmetries between the left and right sides of the face after surgery (Figures
Clearance vector mapping revealed the presence of “associated” atypical movements, unrelated to specific muscle activation involved in the execution of the requested facial movements [
In T2 in comparison to T1, an enhancement of knitting brows and smiling amplitude was present (Figure
Correspondence was observed between the landmark displacements measure and the clearance vector map. The landmark displacement study confirmed shell-to-shell deviation gross observation (Table
No differences between the left and the right side were noted, one year after surgery.
During knitting brows and smiling a significant enhancement of the movement was observed at T2 in comparison to T1.
No significant differences in facial morphological registration were observed at the two different times of the registrations. These results were the same as previous studies conducted on another group of bimaxillary class III patient’s surgery [
In this paper, the authors presented a 3D study of facial mobility before and after maxilla-mandibular advancement (MMA) in patients with severe obstructive sleep apnea (OSAS) [
3D laser scanning analysis of the face was a valuable method for studying facial morphology and mobility and it might provide valuable information on the effects on soft tissues of orthodontic and surgical treatments [
Previous studies were conducted on facial mobility with 3D methods [
The first result of the present study was to note that this invasive surgical treatment did not significantly modify facial movements: 3D analysis of facial movements showed that one year after surgery facial mobility was very similar to before surgery.
In our previous study conducted on normal people and in child facial mobility clearance vector map analysis showed that each movement led to similar soft tissue deformation in the same facial areas in all subjects. Moreover, clearance vector mapping revealed the presence of “associated,” atypical movements during the execution of the requested facial movements [
In the current study, except for a few cases, surgery did not modify this type of movement. The authors also observed that accessory movements were present in all the OSAS patients at presurgical control, while they appeared to be reduced in a few cases one year after surgery (Figures
After surgery, an enhancement of knitting brows and smiling was observed. The increasing of smiling was previously described in subjects surgically treated with bimaxillary surgery in class III patients [
In the same way in previous studies conducted with 3D methods after bimaxillary surgery in class III patients, adults undergoing reconstructive facial surgery retained the same mimic movements one year after surgery, despite the changes to the underlying bones, except for smiling and knitting brows [
Previous 3D studies showed that orthognathic operations improved facial symmetry. Patients in the maxillary advancement alone group did not show a significant improvement in facial symmetry after operation. The general facial asymmetry scores showed no significant change after operation in the class II bimaxillary group [
Limitations of the current study were the small sample size and the discrepancy of number between males and females. OSAS pathology was prominent in the male sex [
The knowledge of the possible modifications of facial expression and mimicry conservation in pre- and postsurgical patients is an important goal in maxilla-facial surgery for the programming of the postsurgical results, in particular if bone displacements are involved.
3D laser scanning analysis of the face was a valuable method for studying facial morphology and mobility and might provide valuable information on the effects on soft tissues of orthodontic and surgical treatments [
The topic of this study may be of current interest for the medical community and especially for oral and maxilla-facial surgeons and medical examiners for facial identification.
3D analysis of soft tissues using laser scanning is a valuable method for the study of facial mobility. From the current results MMA did not substantially modify facial mobility in terms of facial expression, and one year after surgery, mimicry was very similar to before surgery. After MMA, an enhancement of knitting brows and smiling was present. No asymmetries were observed.
The authors state that this study has been performed in accordance with the ethical standards laid down in the 1964 Declaration of Helsinki and its later amendments.
All persons gave their informed consent prior to their inclusion in the study.
The authors declare they have no conflicts of interest.