Scientifica
Volume 2016 (2016), Article ID 8927654, 12 pages
http://dx.doi.org/10.1155/2016/8927654

Review Article

Evidence for the Paleoethnobotany of the Neanderthal: A Review of the Literature

Gerhard P. Shipley¹ and Kelly Kindscher²

¹Indigenous Studies Department, University of Kansas, Lippincott Hall, 1410 Jayhawk Boulevard, Lawrence, KS 66045, USA
²Kansas Biological Survey, University of Kansas, 2101 Constant Ave., Lawrence, KS 66047, USA

Received 9 January 2016; Accepted 29 September 2016

Academic Editor: Anthony Sebastian

Copyright © 2016 Gerhard P. Shipley and Kelly Kindscher. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract.

Our perception of our closest human relatives, the Neanderthals, has evolved in the last few decades from brutish ape-men to intelligent archaic human peoples. Our understanding and appreciation of their cultural sophistication has only recently extended to their diet. Only within the last few years, with new techniques and a shift in focus, have we begun to truly investigate and understand the role of plants in their diet and culture. The more we learn about Neanderthals, the more we realize that biological and cultural distinctions between them and us were relatively small. Given that we coexisted and likely interacted with them for thousands of years, the more we learn about them, the better we may understand our own past. In that light, we review the current evidence, derived from such sources as plant remains (e.g., starch, pollen, phytoliths, and seeds) in soil and dental calculus, dental and tool wear, coprolites, and genetics, for Neanderthal’s nutritional, medicinal, and ritual use of plants, which includes 61 different taxa from 26 different plant families found at 17 different archaeological sites. Further, we updated and standardized botanical nomenclature from many sources published over many decades to provide a more stable foundation for future work.

1. Introduction

Homo neanderthalensis (alternatively, H. sapiens neanderthalensis) was a late archaic form of H. sapiens that diverged from modern human lineages no earlier than ~500k years ago [1] and had largely disappeared from Europe and Asia by ~41k–39k years ago [2], though evidence from Gibraltar suggests that some may have survived there until ~28k–24k years ago [3]. During that time, they established themselves in differing environments across the Middle East, Europe, and Asia and interacted with modern humans beginning between ~80k years ago [1] and ~52k years ago [4]. Neanderthals lived in a variety of environments, from the colder regions of Northern Germany and Siberia’s Altai Mountains to the warmer regions of Mediterranean Gibraltar and the Levant. Over time, environmental changes likely impacted their access to food, and they clearly adapted in order to survive as long as they did. Along the way, Neanderthals developed complex tools (e.g., [5]), likely intentionally buried their dead (e.g., [6]), may have created cave art (e.g., [7]), very likely made ornamentation (e.g., [8]), likely used symbols and very likely had a spoken language [9], and mated with modern humans (e.g., [4]). However, despite what the dietary behaviors of our closest hominin relatives could potentially tell us about our own early history, we found no comprehensive review of the paleoethnobotany of the Neanderthal, and so we gleaned the literature for evidence of their nutritional, medicinal, and ritual uses of plants. Further, having collected this information from many sources published over many decades, we updated and standardized botanical nomenclature to provide a more stable foundation for future work.

2. Methods

We searched several hundred databases, including JSTOR, Academic OneFile, Anthropology Plus, AnthroSource, ScienceDirect, ProQuest, SAGE, SpringerLink, and Wiley Library Online, containing full-text articles from over 110,000 journals for relevant keywords and variants thereof (e.g., Neanderthal/Neandertal, paleoethnobotany/ethnobotany, paleoarchaeology/archaeology, plant, diet) to identify relevant sources of information. We also examined the references cited by these initially identified sources, and we returned to the online databases and searched for the names of the authors of all of the identified sources. We examined every reference cited herein except for the few that are in languages other than English, and for those we relied on the interpretations of others. Lastly, we updated and standardized the nomenclature for all plant identifications.

3. Results and Discussion

3.1. Methods for Determining Plant Contribution to Diet

The contribution of plants to Neanderthal diets is less well-studied and understood than the contribution of animals, partly because recovering plant remains can be difficult and often was not prioritized in past archaeological efforts. Furthermore, the “top predator” aspect of Neanderthal subsistence behavior was long overemphasized, and the contribution of plants to their diets was largely ignored [10]. In that regard, there may have been a degree of predetermination behind claims about Neanderthal diets. It was simplistically reasoned that modern humans living in cold environments eat more meat than plants; therefore, Neanderthals ate more meat than plants and the minor contribution of plants can be largely discounted. This ignores the fact that some Neanderthals lived in warmer Mediterranean and Middle Eastern environments and had access to a larger variety of plants (though, of course, increased access need not necessarily have resulted in increased use).

There may also have been some racial bias against Neanderthals, as reflected in characterizing the hunting of many different taxa by modern humans as “increased diet breadth” but by Neanderthals as “opportunistic” and, conversely, in characterizing the focus on a single prey species by modern humans as “specialization” but by Neanderthals as “an inability to exploit diverse resources” [11]. There may even have been some gender bias to the extent that hunting was long considered a masculine activity and therefore overvalued and overemphasized by predominately male researchers, while the gathering of plants was considered to be a feminine activity and therefore undervalued and underemphasized. More generally, Neanderthals have long been characterized by many researchers as cognitively inferior to modern humans, and, as a result, subtle differences have tended to be overinterpreted [5]. Whatever the reason, “our ideas of Neanderthal subsistence are biased by … a deep-seated intellectual emphasis on big game hunting” [12].

Plant remains are less likely to survive than animal remains, so “plant foods are almost invisible in the archaeological record” [13]. One technique for investigating the contribution of plants to Neanderthal diets is to infer their presence and use based on paleoecological reconstructions. If it can be shown that sites supported both Neanderthal and modern human populations and if it can be shown that Neanderthals’ environments, behaviors, and biology were sufficiently similar to those of modern humans, then it may be possible to make valid analogies.

Micro- and macroscopic wear patterns and plant residues on Neanderthals’ stone tools and even their teeth can provide evidence of plant use. Analyses of Neanderthals’ teeth for dental micro- and macrowear have indicated that, like modern human foragers, Neanderthals’ diets varied across environments at different latitudes. Dental microwear signatures are relatively dynamic depending on diet and may capture a few days to a few weeks of an individual’s diet before death [14]. For example, Lalueza et al. [15] compared dental microwear patterns from modern human groups and Neanderthal groups from various sites, and found that Neanderthal patterns fell within or close to those of modern hunter-gatherers subsisting on a largely carnivorous diet, with a few exceptions indicating a more mixed diet. Fiorenza et al. [16] compared dental macrowear patterns from both groups and concluded that Neanderthals similarly tended toward more varied diets in warmer climates and more protein-based diets at higher latitudes. However, it should be noted that Pérez-Pérez et al. [17] found that such wear can be affected by differential dietary behaviors of individuals and by postmortem actions and therefore may not be a reliable indicator of general dietary behavior. Importantly, the use of tools on plant material is not definitive evidence of the consumption of that material, and even the chewing of plant material does not necessarily mean that the material was purposefully ingested.

Another technique is to examine Neanderthals’ coprolites for undigested plant matter such as seeds, pollen, and phytoliths. Again, however, it is not necessarily the case that plant materials found on coprolites were consumed. Windborne pollen and other materials present in the environment may have been added after excretion. Also, phytoliths found in coprolites may have been consumed by herbivores whose digestive systems were then consumed by the depositors of the coprolites. Such predigested plant material, or chyme, was an important source of vitamins and minerals for modern humans in northern environments, and Neanderthals may have similarly consumed the stomachs and stomach contents of their prey [18, 19]. Sistiaga et al. [20] asserted to have identified 50,000-year-old coprolites as having been deposited by Neanderthals. However, coprolites of sufficient age are often so old that determining the species that deposited them or even confirming them as being coprolites may be impossible [21, 22].

Ratios of stable carbon (¹³C) and nitrogen (¹⁵N) isotopes in tissues such as collagen and tooth enamel can provide a record of an individual’s diet over the last decade or so of life. More specifically, the ¹³C and ¹⁵N values from these tissues reflect the ¹³C and ¹⁵N values of dietary protein. Isotope analyses of Neanderthals from many sites [13, 23, 24] indicate a high protein, high trophic level diet similar to or even exceeding that of top predators such as wolves and hyenas. However, ¹³C and ¹⁵N analyses are only indicative of total protein consumption [24, 25]. Plants have less protein than meat, so plants are almost invisible in a mixed diet containing even a moderate amount of meat [10, 24]. Isotope analysis has been successfully performed on Iberian Neanderthals [26], but no collagen has been recovered from samples from Levantine sites where the consumption of plants may have been even greater [10].

One study attempted to analyze strontium (Sr)/calcium (Ca) and barium (Ba)/Ca ratios in Neanderthal bones from a site at Saint-Cesaire, France, and concluded that “the percentage of plants in the Neanderthal’s diet must have been close to zero” [27]. However, this study examined only a single Neanderthal individual. Also, some plants and plant parts are known to be low in Sr, Ca, and Ba, and the study did not determine the ratios of these elements in all potentially edible species, including any plants that have bulbs, tubers, or corms [10].

An even less direct technique is to infer plant consumption based on genetic adaptations favoring plant digestion. For example, humans produce more salivary amylase than other higher primates, and salivary amylase breaks down starch molecules into accessible sugars [28]. As the main component of cereal grains, tubers, corms, bulbs, many nuts, and some inner bark, starch provides the most direct dietary source of glucose which is essential to producing metabolic energy [28]. An increase in genes that code for salivary amylase production may have facilitated a dietary shift to geophytes by early hominins [28], such as Homo erectus, and may have allowed them to rely more heavily on them [29], which may, in turn, have been a significant factor in their expansion into different environments [30]. Again, however, the ability to break down starch need not necessarily have resulted in the consumption of starchy plant materials by Neanderthals.

A recent technique is to examine dental calculus on Neanderthal teeth for plant material. Calculus is composed of mineralized plaque which generally accumulates over an individual’s life and may therefore provide information about dietary behavior over a relatively long period [31]. Dental calculus adheres strongly to teeth and has been found on the teeth of a hominid dated to ~1.8 million years ago [32]. Most of the research on dental calculus has focused on extracting and identifying plant microfossils [33, 34]. Here again, plant material found in dental calculus may be the result of eating chyme, but a general lack of phytoliths suggests that starch grains found in dental calculus result from the primary consumption of plant material rather than consumption of chyme because most large herbivores consume large amounts of phytolith-rich grasses.

Despite their limitations, together these techniques have begun to produce an apparently valid and reliable view of the contribution of plants to Neanderthals’ diets. As shown in Tables 1 and 2, these techniques have, to date, been used to discover 61 different taxa from 26 different plant families used by Neanderthals at 17 different archaeological sites.

Table 1: Archaeological contexts and forms of evidence for plant use by Neanderthals at various locations.

Location
Archaeological context
Form of evidence
Citation

Abri des Merveilles, France
Stone tools
Starch
Henry et al. [46]

Amud Cave, Israel
Soil
Panicles, phytoliths
Madella et al. [52]

Douara Cave, Syria
Soil
Endocarps, seeds, spodograms, nutlets
Akazawa [54]

Soil
Pollen
Akazawa [54]

El Salt, Spain
Coprolites
Phytosterol metabolites
Sistiaga et al. [20]

El Sidron, Spain
Dental calculus
Phytoliths
Hardy et al. [33]

Dental calculus
Chemical compounds
Hardy et al. [33]

Dental calculus
Starches, acids, pyrolyzed lutein
Hardy et al. [33]

Genetics
TAS2R38 gene
Lalueza-Fox et al. [70]

Europe (primarily Germany)
Artifact
Wooden tool
Sandgathe and Hayden [60]

Gorham’s Cave, Gibraltar
Artifact
Beach cobbles
Henry et al. [46]

Soil
Plant remains
Barton et al. [57]

Soil
Starch
Henry et al. [46]

Italy (central)
Stone tools
Pitch
Mazza et al. [63]

Kebara Cave, Israel
Soil
Acorns, nuts
Lev and Kislev [50]; Lev et al. [47]

Soil
Phytoliths
Albert et al. [51]

Soil
Seeds
Bar-Yosef et al. [48]; Lev and Kislev [50]; Lev et al. [47]; Hardy [10]

Konigsaue, Germany
Soil
Pitch
Grünberg [59]

Kulna Cave, Moravia
Dental calculus
Starches
Henry et al. [46]

La Quina, France
Stone tools
Large variety of microremains
Hardy [58]; Henry et al. [46]

Moldova I and V, Dniester River
Grinding stones
Use-wear
Chernysh [64, 65]; Paunescu [66, 67]

Payre, France
Stone tools
Plant residue including starch grains, plant tissue, raphides, phytoliths, and resin
Hardy and Moncel [12]

Shanidar Cave, Iraq
Dental calculus
Phytoliths, starches
Henry et al. [34]; Henry et al. [46]

Soil
Starch
Solecki [72]

Soil
Pollen
Solecki [72]

Sima de las Palomas, Spain
Dental calculus
Phytoliths, endosperm, dental caries
Salazar-García et al. [26]

Spy Cave, Belgium
Dental calculus
Starches
Henry et al. [46]

Starosele and Buran Kaya III, Crimea
Stone tools
Starches and other plant remains
Hardy et al. [68]

Tor Faraj, Jordan
Soil
Phytoliths, seed husks
Henry et al. [55, 56]

Table 2: Ethnobotanical remains recovered from Neanderthal archaeological sites, including 26 families and 61 unique species. Taxonomic identifications have been updated to reflect the latest nomenclature. Note: “cf.” denotes an unconfirmed identification.

Family
Genus, species & authority
Possible ethnobotanical use
Location
Citation

Anacardiaceae
Pistacia atlantica Desf.
Food—nuts
Kebara Cave, Israel
Lev et al. [47]

Anacardiaceae
Pistacia sp.
Food—nuts
Douara Cave, Syria
Akazawa [54]

Anacardiaceae
Pistacia sp.
Food—nuts
Tor Faraj, Jordan
Henry et al. [55, 56]

Anacardiaceae
Pistacia vera L.
Food—nuts
Kebara Cave, Israel
Lev and Kislev [50]; Lev et al. [47]

Apiaceae
Foeniculum vulgare Mill.
Food—leaves; medicine
Kebara Cave, Israel
Albert et al. [51]

Arecaceae
Phoenix dactylifera L.
Food
Tor Faraj, Jordan
Henry et al. [55, 56]

Arecaceae
Phoenix sp.
Food
Shanidar Cave, Iraq
Henry et al. [34]; Henry et al. [46]

Asteraceae
Achillea millefolium L.
Medicine
El Sidron, Spain
Hardy et al. [33]

Asteraceae
Achillea sp.
Medicine
Shanidar Cave, Iraq
Solecki [72]

Asteraceae
Artemisisa sp.
Medicine—nutlets
Douara Cave, Syria
Akazawa [54]

Asteraceae
Carthamus sp.
Medicine; dye plant
Kebara Cave, Israel
Lev et al. [47]

Asteraceae
Carthamus tenuis (Boiss. & Blanche) Borum
Medicine; dye plant
Kebara Cave, Israel
Lev et al. [47]

Asteraceae
Centaurea sp.
Possibly medicine/ritual
Shanidar Cave, Iraq
Solecki [72]

Asteraceae
Cirsium ochrocentrum A. Gray
Food—seeds; medicine
Kebara Cave, Israel
Albert et al. [51]

Asteraceae
 Matricaria chamomilla L.
Medicine
El Sidron, Spain
Hardy et al. [33]

Asteraceae
Senecio sp.
Possibly medicine/ritual
Shanidar Cave, Iraq
Solecki [72]

Betulaceae
Betula sp.
Medicine/utilitarian
Konigsaue, Germany
Grünberg [59]

Betulaceae
Betula sp.
Medicine/utilitarian
Central Italy
Mazza et al. [63]

Boraginaceae
Echium angustifolium/judaeum
Food
Kebara Cave, Israel
Lev et al. [47]

Boraginaceae
Onosma gigantea Lam.
Unknown
Kebara Cave, Israel
Lev et al. [47]

Boraginaceae
Onosma orientalis (L.) L.
Unknown
Kebara Cave, Israel
Lev et al. [47]

Brassicaceae
Raphanus raphanistrum L.
Food—roots, herb—medicine
Kebara Cave, Israel
Hardy [10]; Lev et al. [47]

Caryophyllaceae
cf. Silene aegyptiaca (L.) L. f.
Medicine
Kebara Cave, Israel
Lev et al. [47]

Chenopodiaceae
Chenopodium murale L.
Medicine
Kebara Cave, Israel
Lev et al. [47]

Chenopodiaceae

Food
Douara Cave, Syria
Akazawa [54]

Cupressaceae
Juniperus sp.
Food/medicine
Douara Cave, Syria
Akazawa [54]

Cyperaceae
cf. Cyperus
Food—tubers
Kebara Cave, Israel
Lev et al. [47]

Cyperaceae
Cyperus sp.
Food—tubers
Kebara Cave, Israel
Hardy [10]

Cyperaceae
Cyperus sp.
Food—tubers
Tor Faraj, Jordan
Henry et al. [55, 56]

Equisetaceae
Ephedra sp.
Possibly medicine/ritual
Shanidar Cave, Iraq
Solecki [72]

Euphorbiaceae
cf. Euphorbia aleppica L.
Unknown
Kebara Cave, Israel
Lev et al. [47]

Euphorbiaceae
Mercurialis annua L.
Medicine
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Astragalus echinus L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
cf. Scorpiurus muricatus L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
cf. Vicia narbonensis L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Cicer pinnatifidum Jaub.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Hymenocarpos circinnatus (L.) Savi
Unknown
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Lathyrus hierosolymitanus Boiss.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Lathyrus inconspicuous L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Lathyrus sect. Cicercula
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Lens sp.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Pisum fulvum/Vicia narbonensis/peregrina
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Pisum fulvum/Vicia palaestina
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Scorpiurus muricatus L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Trifolium sp.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia cuspidata/lathyroides
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia ervilia (L.) Willd.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia laxiflora/tetrasperma
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia lutea/sativa/sericocarpa
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia palaestina Boiss.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia palaestina/sativa
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia palaestina/villosa
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia peregrina L.
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae
Vicia pubescens (DC.) Link
Food
Kebara Cave, Israel
Lev et al. [47]

Fabaceae

Food—wild peas
Kebara Cave, Israel
Bar-Yosef et al. [48]; Lev and Kislev [50]; Lev et al. [47]

Fabaceae

Food
Shanidar Cave, Iraq
Henry et al. [34]; Henry et al. [46]

Fagaceae
Quercus sp.
Food—acorns
Kebara Cave, Israel
Lev and Kislev [50]; Lev et al. [47]

Liliaceae
Bellevalia sp.
Food—bulb
Kebara Cave, Israel
Lev et al. [47]

Liliaceae
Muscari sp.
Possibly medicine/ritual
Shanidar Cave, Iraq
Solecki [72]

Malvaceae
Althaea sp.
Medicine
Shanidar Cave, Iraq
Solecki [72]

Malvaceae
Malva sp.
Medicine
Kebara Cave, Israel
Lev et al. [47]

Moraceae
Ficus carica L.
Food—fig fruits
Amud Cave, Israel
Madella et al. [52]

Nymphaea

Food—tubers, seeds
Spy Cave, Belgium
Henry et al. [46]

Oleaceae
Olea sp.
Food
Gorham’s Cave, Gibraltar
Barton et al. [57]

Palmae

Food—palm greens and fruit
Amud Cave, Israel
Madella et al. [52]

Pinaceae
Pinus pinea L.
Food
Gorham’s Cave, Gibraltar
Barton et al. [57]

Pinaceae
Pinus sp.
Food/medicine
Douara Cave, Syria
Akazawa [54]

Poaceae
Aegilops geniculata/peregrina
Food—grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
Avena barbata/wiestii
Food—grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
cf. Brachypodium distachyon (L.) P. Beauv.
Food—grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
cf. Bromus
Food—grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
cf. Cynodon dactylon (L.) Pers.
Food—grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
Hordeum spontaneum K. Koch
Food—grain
Kebara Cave, Israel
Hardy [10]; Lev and Kislev [50]; Lev et al. [47]

Poaceae
Hordeum spontaneum/bulbosum
Food—corms or grain
Kebara Cave, Israel
Lev et al. [47]

Poaceae
Hordeum spp.
Food
Shanidar Cave, Iraq
Henry et al. [34]; Henry et al. [46]

Poaceae
Phragmites sp.
Food/other
Tor Faraj, Jordan
Henry et al. [55, 56]

Poaceae

Food—grain
Kebara Cave, Israel
Lev and Kislev [50]; Lev et al. [47]

Poaceae

Food—grain
Amud Cave, Israel
Madella et al. [52]

Poaceae

Food—grass seeds
Douara Cave, Syria
Akazawa [54]

Poaceae

Food from multiple species
Gorham’s Cave, Gibraltar
Henry et al. [46]

Poaceae

Food
El Sidron, Spain
Hardy et al. [33]

Poaceae

Food
La Quina, France
Hardy [58]; Henry et al. [46]

Poaceae

Food from multiple species
Abri des Merveilles, France
Henry et al. [46]

Poaceae

Food
Kulna Cave, Moravia
Henry et al. [46]

Poaceae
Triticeae
Food
Shanidar Cave, Iraq
Solecki [72]

Rubiaceae
Galium sect. Kolgyda

Kebara Cave, Israel
Lev et al. [47]

Ulmaceae
Celtis australis L.
Food—endocarps and seeds
Douara Cave, Syria
Akazawa [54]

Ulmaceae
Celtis tournefortii Lam.
Food—endocarps and seeds
Douara Cave, Syria
Akazawa [54]

Vitaceae
Vitis vinifera ssp. sylvestris

Kebara Cave, Israel
Lev et al. [47]

3.2. Neanderthal Diet in General

The high proportion of very large herbivores in Neanderthals’ diet indicates that they were the top predator in their environments [13, 24]. Based on analyses of animal remains [35], carbon and nitrogen isotopes, and energy requirement estimations [36], some studies have concluded that Neanderthal diets were more narrowly focused than those of modern humans on medium- and large-sized animals, with very little contribution from plants. For example, isotope analyses of Neanderthal remains from Marillac, France [37], Payre, France [38], Okladnikov Cave, Siberia [39], and sites along the central and southeastern Mediterranean coast of Iberia [26] have concluded that Neanderthals obtained most of their dietary protein from medium- and large-sized herbivores. Such studies generally admit that “these analyses cannot rule out plant consumption because of their methodological limitations” but still take the position that “Neanderthals did not regularly consume plant protein,” and while “there is evidence that some Neanderthal groups in certain areas … may have had a wider diet that included plants and smaller animals, this pattern is not very widespread” [26].

However, nutritional and energetic studies have indicated that Neanderthals could not have survived solely on terrestrial game [18], and plants must have provided carbohydrates and at least some of the required nutrients and calories [10, 26, 31]. The physiological limit on the amount of protein from lean meat requires that plant protein be part of the diet. At the very least, excess protein leads to a build-up of amino acids and ammonia which the consumption of plants can ameliorate [10, 40, 41]. More specifically, “lean meat can compose no more than 35% of dietary energy before a protein ceiling is reached,” and exceeding this threshold can have detrimental physiological effects [10]. For example, [18] assumed a 5,500 calories-per-day diet and concluded that such a diet derived exclusively from large, terrestrial herbivores “would kill a pregnant Neanderthal woman and her developing fetus … due to toxic levels of protein intake,” as well as toxic levels of vitamin A, niacin, iron, zinc, and selenium, and a severe under-consumption of carbohydrates, vitamin C, and calcium. Thus, “Neanderthals must have consumed greater amounts of nonterrestrial mammal foods than the archaeological record suggests” [18]. For example, El Zaatari et al. [42] examined dental microwear in twenty-five adult Neanderthals from nineteen western Eurasian sites and concluded that while their diets consisted predominately of meat, “plant foods did form an important part of the diet of at least some Neanderthal groups” and “the proportion of plant foods in the Neanderthal diet appears to have increased with the increase in tree cover.” Hockett and Haws [43] even hypothesized that because southern Neanderthals had greater access to plants, they likely incorporated greater amounts of essential nutrients into their diet than did northern Neanderthals and, therefore likely were, on average, healthier and lived longer than their northern counterparts.

Of course, “Neanderthals were certainly not vegetarians” and “it is far easier to discuss Neanderthals in terms of animal food consumption,” so we are only slowly moving “beyond the ‘and they also ate plants’ stage of research” [10]. Studies that emphasized understanding plant consumption have found considerable complexity in Neanderthal foraging, including extensive use of a variety of plant materials when they were available, and these studies are “helping to correct the ‘meat fixation’ of past subsistence studies” [44].

3.3. Current Evidence for the Consumption of Plants by Neanderthals

Neanderthals likely consumed a mixed diet of animals and plants, including roots or bulbs during cooler periods [45]. Henry et al. [46] analyzed starch grains and phytoliths in dental calculus and on stone tools for several populations of Neanderthals and early modern humans in Europe, the Middle East, and Africa and found that Neanderthals across the entire range probably consumed as many plant species as did modern humans. Several plants identified from calculus require moderate to high levels of preparation (e.g., removal of the inedible husks of grass seeds) before consumption, and recent evidence for the cooking of plants, in the form of smoke-related compounds, methylated lipids, and heat-cracked starch grains trapped in calculus, indicates a previously unrecognized level of sophistication in the Neanderthal diet [33, 34]. As seen in Figure 1 and Tables 1 and 2, a number of studies have found evidence for the nutritional, medicinal, and ritual use of plants by Neanderthals at sites throughout the Middle East and Europe. We have updated the identifications of these plants to reflect the latest nomenclature.

Figure 1: Locations of archaeological sites associated with evidence for plant use by Neanderthals.

In the Middle East, charred seeds and nuts were recovered from a Neanderthal site at Kebara Cave, Israel, including the carbonized seeds of wild peas [47–49]. Most of these were identified as belonging to forty-eight different taxa, primarily legumes (Fabaceae) [47]. Seeds from three taxa came from edible geophytes: wild radish (Raphanus raphanistrum L.), nut-grass (Cyperus sp.), and bulbous barley (Hordeum spontaneum K. Koch) [10]. These Neanderthals were likely consuming a significant amount of legumes and a smaller amount of grass seeds (Poaceae), including barley grains, and acorns, pistachios, and fruits may also have constituted a seasonally significant part of the diet, but there is little evidence for the consumption of roots or cereals [47, 50]. Albert et al. [51] concluded that the majority of plant material brought into the cave was used as fuel but further concluded that plant materials other than those used as or clinging to fuel were also brought into the cave, including yellowspine thistle (Cirsium ochrocentrum A. Gray) and fennel. The presence of wild peas suggests that Kebara Cave was occupied during the spring because wild peas are available in the area in April and May [48, 50].

Similarly, Madella et al. [52] examined phytoliths from Amud Cave, Israel, and concluded that Neanderthals used plant materials extensively. The presence of palm (Palmae) and fig-tree family (Moraceae) phytoliths indicates that they may have consumed palm fruits and figs, and other phytoliths indicate that they may have gathered wild cereals and other edible grasses [52]. However, Albert et al. [53] examined Tabun Cave, Israel, and found phytoliths derived almost entirely from wood and bark used as fuel and not from grasses or leaves.

Akazawa [54] reviewed carbonized plant remains from a Neanderthal site at Douara Cave, Syria, including nettle tree (Celtis australis L. and C. tournefortii Lam.) endocarps and Boraginaceae nutlets and seed spodograms, as well as small numbers of Pinus, Juniperus, Artemisia, Chenopodiaceae, Poaceae, and Pistacia pollen grains. Henry et al. [55, 56] examined a site at Tor Faraj, in Jordan, and found monocot phytoliths from the Pooid grass subfamily, rush Cyperus, and the reed grass, Phragmites. Furthermore, “the distributions of phytoliths of date palm (Phoenix dactylifera L.), seed husks, grasses (monocots), and woody plants (dicots), along with starch grains, provide important evidence of plant-related activities in the shelter” [56]. The starch grains are likely derived from pistachios, other nuts, roots, and tubers.

Henry et al. [34] found that dental calculus from Shanidar Cave, Iraq, contained starches from Triticeae grass seeds, a probable legume starch (subfamily Faboideae and possibly tribe Fabeae), a starch from an edible geophyte, phytoliths from date palms (Phoenix spp.), and several other probable tree fruit phytoliths. The Triticeae starches derived from wild relatives of barley (Hordeum spp.) and several others exhibited clear evidence of having been cooked [34]. Stone tools from the same site yielded Triticeae starches, date palm phytoliths, and a variety of other starch types, though none of these appeared to have been cooked [46].

In Europe, Barton et al. [57] recovered charred remains of edible plants from a Neanderthal site at Gorham’s Cave, Gibraltar, including wild olives (Olea sp.) and stone pine nut (Pinus pinea L.). Beach cobbles found in the cave among charred nut shells and other organic remains exhibited percussion marks and may have been used in plant processing [57]. Soil layers from the same site yielded Triticeae and Andropogoneae or Paniceae grass seed starches and two other unidentified types, though one is likely from a USO [46]. Salazar-García et al. [26] studied dental calculus and stone tools from Sima de las Palomas, Spain, and found microfossils indicating that Neanderthals consumed “a diversity of plant types, such as leafy matter indicated by polyhedral phytolith multicells, hard endosperm of seeds or nuts as well as grass seeds and possibly underground storage organs.” Furthermore, these Neanderthals suffered from a high number of dental caries, which suggests increased carbohydrates in their diet [26]. Sistiaga et al. [20] analyzed coprolites from a site in El Salt, Spain, and based on the presence of phytosterol metabolites concluded that these Neanderthals consumed plants as well as meat. Hardy et al. [33] examined dental calculus from five Neanderthals from a site at El Sidron, Spain, and found “chemical evidence consistent with wood-fire smoke, a range of cooked starchy foods, and two plants known today for their medicinal qualities,” yarrow and chamomile, which are discussed in the next section. In particular, certain starches suggested nontuber plants, certain phytoliths suggested grasses (Poaceae), certain acids suggested nuts, pyrolyzed lutein (a xanthophyll) suggested green vegetables, starches of different shapes and sizes suggested more than one plant genus, and edge-cracking of certain starch granules suggested they were cooked [33].

Hardy [58] found plant residue on stone tools from a Neanderthal site at La Quina, France, which indicated that plants were processed. Henry et al. [46] studied stone tools from the same site and found a large number and variety of plant microremains, including several from the Triticeae tribe, and several were damaged in a manner that suggested processing. Stone tools from Abri des Merveilles, France, yielded two different kinds of Triticeae starches, some likely grass starches from the Andropogoneae or Paniceae tribes, and some unidentified grains [46]. Hardy and Moncel [12] examined stone artifacts from Payre, France, and found plant residue in the form of starch grains, plant tissue, raphides, phytoliths, wood, and resin.

Grünberg [59] found evidence for the manufacture of birch-bark pitch at a Neanderthal site at Konigsaue, Germany, which would likely have been used to affix stone points or blades to hafts of wood, antler, or bone. Sandgathe and Hayden [60] suggested that Neanderthal artifacts recovered from European (primarily German) sites “may have been bark peelers used to procure inner bark from trees and that this was an early and widespread Paleolithic activity” (but note that the authors acknowledged they could be interpreted as digging sticks, and Thieme [61] interpreted them as throwing sticks). Typically, edible inner bark consists of the immature secondary phloem and vascular cambium which is harvested in the spring and early summer while it is still soft and moist and before it differentiates into tougher tissues. The great apes eat inner bark, and “ethnographic evidence indicates that inner bark was exploited as a food resource all across the temperate globe” by modern Indigenous peoples [60], and therefore Watanabe [62] suggested that the Neanderthals of Europe likely also ate inner bark.

Henry et al. [46] found that dental calculus from Spy Cave, Belgium, contained a number of starches of unknown types. However, one-third were from a single type of water lily rhizome (Nymphaea) family, and some of the starches were similar to grass seeds in the Andropogoneae or Paniceae tribes [46]. Mazza et al. [63] found evidence for birch-bark pitch used as a mastic in the hafting of stone tools found among elephant and rodent remains in deposits in central Italy. Hardy [10] reported that both Chernysh [64, 65] and Paunescu [66, 67] found possible grinding stones with use-wear evidence indicating plant processing at the Neanderthal sites of Moldova I and V, along the Dniester River in eastern Europe. Hardy et al. [68] conducted a mixed residue and use-wear analysis of stone tools from Neanderthal sites at Starosele and Buran Kaya III, Crimea, and found starch grains and plant remains and concluded that starchy plant storage organs had been used as part of the binding for a tool handle or as food. Henry et al. [46] found that one-quarter of the starches from dental calculus from Kulna Cave, Moravia, were from grass seeds in the Triticeae tribe, which includes the wild relatives of wheat and barley.

More generally, Hardy [10] made a compelling circumstantial argument for the consumption of geophytes by European Neanderthals based on the geographic and seasonal availability and nutritional content of various exemplary geophytes. Given their characteristics, “it would be surprising if [geophytes] were not part of the Neanderthal diet” [10]. Henry et al. [46] have also asserted that Neanderthals in Europe and the Middle East consumed geophytes and grass seeds.

3.4. Current Evidence for the Use of Plants by Neanderthals in Medicine and Ritual

Many animals have been observed to practice some degree of self-medication using plants, whether for their prophylactic or therapeutic effects. This may result from natural selection for a predisposition to seek out and use plant tissues with particular markers [69]. Specifically, the medicinal properties of some plants result from secondary metabolites that are toxic to bacterial pathogens, parasites, or insects that attack the plants, and a bitter, astringent, or otherwise repellant taste which signals the unpalatability of a plant part is a common indicator of these compounds [69]. Among hominids, the use of medicinal plants is also perpetuated through observation and social learning that specific plant parts, often prepared in specific ways, are at least somewhat effective at treating specific illnesses [69].

Neanderthals “had a sophisticated knowledge of their natural surroundings, and were able to recognize both the nutritional and the medicinal value of certain plants” [33] and therefore almost certainly also used them. Hardy et al. [33] examined the dental calculus of Neanderthals from El Sidron, Spain, and found compounds from yarrow and chamomile, both of which have medicinal properties, and both of which are bitter tasting and were therefore likely chosen and ingested for their medicinal properties rather than consumed as food [41]. In fact, Lalueza-Fox et al. [70] found that Neanderthals from the El Sidron site had the TAS2R38 gene for perceiving the taste of bitterness and argued that the presence of this gene suggests a predisposition to eating plants because it allows for perceiving and thereby generally avoiding potentially toxic compounds. In that light, Hardy et al. [33] claimed to “offer the first evidence for the use of medicinal plants by a Neanderthal individual.” However, Krief et al. [71] noted that, in addition to self-medication, there were other possible explanations for the use of these plants, including flavoring food, reducing the risk of infection by bacteria or parasites in the digestive tracts of prey (to which Neanderthals may have been exposed by eating chyme), and medicating (as opposed to self-medicating).

Perhaps the most intriguing potential example of Neanderthals and the medicinal and/or ritual use of plants is that of a grave at Shanidar, Iraq, in which a Neanderthal was buried with several plants recognized as having medicinal properties, some of which were flowering when placed in the grave [72–74]. Solecki [72] identified the plants as belonging to the family Compositae, genus Achillea (yarrow), genus Centaurea (which includes cornflower and St. Barnaby’s thistle), and genus Senecio (ragwort); the family Liliaceae, genus Muscari (grape hyacinth); the family Gnetaceae, genus Ephedra (joint pine); and the family Malvaceae, genus Althaea (hollyhock). The clustering and arrangement of many pollen grains indicates that full flowers were placed into the grave, and based on when these flowers bloom, “one may assume that the placement of the Neanderthal man … on a bed of flowers occurred more than 50,000 years ago between the end of May and the beginning of July” [73]. Solecki [72] went so far as to speculate that this Neanderthal “was not only a very important man, a leader, but also may have been a kind of medicine man or shaman in his group.” However, Sommer [75] argued that a small gerbil-like rodent native to the region could have introduced enough flower heads into the cave to account for the pollen found in the grave, and the debate over whether the Shanidar burial provides evidence of the medicinal or ritual use of plants is ongoing. For example, Nadel et al. [76] asserted that this evidence of rodent activity “cast serious doubts” on the interpretation that the flowers were placed by Neanderthals, but Guerra-Doce [77] acknowledged only that some scholars “dispute the idea that these plants were the result of a ritual deposition.”

“It is extremely likely that, as practicing naturalists (and early-day ecologists?), the Neanderthals must have known and appreciated all of their environment, since their very existence depended on it” [72]. After all, “the care that is needed in the selection and ingestion of plants so as to exclude noxious secondary compounds is essential for survival and requires methods of knowledge transfer” [41]. Both good and bad experiences with various plants would have been passed down [72] as part of Neanderthal ecological knowledge. Thus, Neanderthals “had a sophisticated knowledge of their natural surroundings, and were able to recognize both the nutritional and the medicinal value of certain plants” [33].

3.5. Limitations

This review of evidence for the ethnobotany of the Neanderthal is necessarily limited in many ways. For example, we have not associated dates with any of the evidence. In some cases, such as where evidence was found in distinct geological strata, estimated dates are generally available. However, this information quickly becomes complex, especially where evidence was found at different levels at the same site. Also, we have not discussed evidence of related plant use by modern humans. Some sites hosted both Neanderthals and modern humans at different times, and some evidence for similar uses of the same or similar plants may exist. There are many such interesting and important tangents that could be pursued, but they are beyond the scope of this paper.

4. Conclusion

Our understanding and appreciation of the cultural sophistication of Neanderthals are only now extending to their diet. Three decades ago we thought they were obligate scavengers, and two decades ago we accepted that they were highly effective hunters and top predators in their environments, but it has only been within the last decade or so that we have truly begun to realize the significance of plants in their diets and, perhaps more importantly, in their medicinal and ritual traditions. This advance is due partly to a paradigm shift away from the caveman caricature and partly to an increased emphasis on identifying evidence of plant use. Our review of the current evidence for dietary, medicinal, and ritual use of plants by these archaic human peoples reveals a promising trend toward a better understanding of them, which we believe will ultimately lead to a better understanding of ourselves.

Competing Interests

The authors declare that they have no competing interests.

Acknowledgments

The authors are grateful to Hovey Williams LLP for its generous support toward preparing and publishing this work.

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