Shock and Vibration
Volume 2021 (2021), Article ID 8812640, 10 pages
https://doi.org/10.1155/2021/8812640

Research Article

Analysis of Dynamic Characteristics of the Multistage Planetary Gear Transmission System with Friction Force

Zhengming Xiao, Fu Chen, and Kongliang Zhang

Faculty of Mechanical & Electrical Engineering, Kunming University of Science and Technology, Kunming, Yunnan, China

Correspondence should be addressed to Zhengming Xiao; suzem@sina.com

Received 2 July 2020; Revised 5 April 2021; Accepted 12 April 2021; Published 27 April 2021

Academic Editor: Stefano Marchesiello

Copyright © 2021 Zhengming Xiao et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract.

Multistage planetary gear transmission system has been widely utilized in engineering practice due to the salient characteristics, such as high bearing load and large speed ratio. This paper addresses a two-stage planetary gearbox and establishes a system coupling torsional dynamical model which considers the time-varying mesh stiffness, friction forces, and interstage coupling factors. Meanwhile, the friction and lubrication states are classified to comprehensively analyze the calculation of friction coefficients under different conditions. Considering the time-varying influence of friction on the tooth surface under the condition of fluid lubrication, the vibration response under parametric excitation is solved by a numerical method. A multistage planetary transmission test bench is built in the back-to-back form so as to test the vibration of the two-stage planetary gearbox. It shows that the simulation results of the dynamical model are consistent with the test data. Consideration of the calculation of friction on the tooth surface and the friction coefficients is helpful for the establishment of the more accurate dynamical model and lays the foundation for the structural design, fault diagnosis, and dynamic optimization of the multistage planetary gear transmission system.

1. Introduction

The multistage planetary gear transmission system is mainly used in complex machines such as large wind power generator, mining machinery, and shield machines. It is popularized in the industry due to advantages including compact structure, large transmission ratio, high load, and smooth transmission. However, because of the numerous structures, complex dynamic coupling, and abundant nonlinear factors of multistage planetary gear devices, the accuracy of the kinetic model can hardly be guaranteed. In-depth research on dynamic characteristics is still challenging, which restricts the development and application of multistage planetary gears. Traditionally, the analysis of vibration and noise of multistage planetary gears is based on dynamics research. Vibration and noise not only affect the working environment but also reduce the normal operating life of equipment. Therefore, it is of great importance to study the dynamic characteristics of the multistage planetary gear transmission system in both engineering application and theoretical research. Planetary gear dynamics has been an important and active research topic in the field of mechanical transmission in recent years. Kahraman [1] established the systematic dynamical model and studied the inherent characteristics of planetary gear transmission systems. Lin and Parker [2] constructed a pure torsional dynamical model to study the instability of planetary gear parameters caused by the variation of mesh stiffness. Sun and Hu [3] established a dynamical model of bending-torsional coupling and analyzed the nonlinear frequency response characteristics of planetary gear transmission. Song et al. [4] presented the modified torsional dynamics model of the 2K-H planetary gear transmission device which considered the support stiffness of the bearing. Parker et al. [2, 5, 6] proposed a pure torsional dynamical model and analyzed the dynamic response of the meshing phase. Zhu et al. [7] investigated a translation-torsional dynamical model of the single-stage planetary gear to compare and analyze the influence of the tooth surface friction on dynamic characteristics. Bank and Parker [8] studied the analytic solution of nonlinear dynamics of planetary gear transmission. Li et al. [9] analyzed the periodic orbits of the planetary gear nonlinear transmission system by the improved PNF method. Kim et al. [10] suggested a bending-torsional coupling dynamical model under the consideration of the time-varying coincidence degree and the time-varying meshing angle. Qin et al. [11] addressed the transmission system of the shield machine and established a dynamical model of the multistage planetary gear coupling to compare and analyze the simulation data and the experimental data. Liu et al. [12] analyzed the time-domain and frequency-domain response of the system and verified the effectiveness of the modular modeling method by modularizing the multistage planetary transmission system. Zhang et al. [13] presented a translational-rotational dynamic model of a two-stage closed-form planetary gear set under the consideration of the rotational and translational displacements to investigate the dynamic response and to avoid resonance. Liu et al. [14] addressed a new elastic-discrete model of the planetary gear, in which the sliding friction and elastic ring gears are considered simultaneously. Wei et al. [15] proposed a comprehensive, fully coupled, dynamic method by applying a virtual equivalent shaft element and used the proposed method to guide the design reliability and low-vibration planetary gear systems. Chen et al. [16] established a novel dynamic model of the planetary gear transmission by using Newton’s theory, in which some key factors such as time-variant meshing stiffness, phase relationships, and tooth contact characteristics are considered. Li et al. [17] established a coupled dynamic model to predict the modulation sidebands of a two-stage planetary gear set and analyzed the influence of crack propagation on the mesh stiffness. Mo et al. [18, 19] established the dynamic models for the multipower face gear split flow system and herringbone planetary gears, respectively, by the lumped-parameter method and studied the load-sharing characteristics of the transmission system. Ambarisha and Parker [20] proposed two independent models: one a lumped-parameter mathematical model and the other a finite element model, with different formulations, and different mesh modeling assumptions are used to analyze the nonlinear dynamics of planetary gears.

The above research mainly focuses on the dynamics of single-stage planetary gears, while the dynamics of multistage planetary gears has rarely been investigated. Moreover, the excitation factors in these studies are simplified, and the calculation method of the friction on the tooth surface and friction coefficient is not considered in most papers. However, Howard et al. [21] explored the effect of friction on the resultant gear case vibration by using a simplified gear dynamic model and found that the diagnostic techniques worked clearly when friction was included in the model. Inspired by these observations, this paper will focus on the two-stage planetary gear transmission system and establish the system coupling torsional dynamical model by considering the calculation methods of the friction force on the tooth surface and friction coefficient, the time-varying meshing stiffness, and the interstage coupling. This model is more precise, which can be effectively used to analyze the vibration and predict the dynamic force of multistage planetary gears. It provides some basis for the dynamic design and fault diagnosis of the multistage planetary gear transmission system. Accurate analytical modeling is needed to estimate the relative gear vibration and predict dynamic forces in industrial applications.

This paper is organized as follows: first, a new coupling dynamical model is presented by using the lumped-parameter method on the basis of the Lagrange equation and geometric relation analysis. Then, the vibration response under parametric excitation is solved by a numerical method, and the dynamic characteristics and parameter influence rules of the key components are obtained. Finally, the experimental results and simulation data are compared and analyzed by carrying out the bench test of the planetary gearbox, and the validity of the analytical model is verified.

2. Coupling Dynamical Model of the Two-Stage Planetary Gear Transmission System

In this paper, two planetary gear drive systems are considered, which are used to establish the dynamical model of the two-stage model, and there are a total of three planet wheels at each stage. The coupling between the two gears is considered as the torsional spring. The transmission coupling between stage I and stage II is expressed by the torsional springs and dampers. The internal transmission structure and the schematic diagram of the studied system are as shown in Figures 1(a) and 1(b), respectively.

(a)

(b)

Figure 1: (a) The sectional drawing of the 2-stage planetary gearbox. (b) Schematic diagram of the 2-stage transmission structure.

2.1. Dynamical Model

In the torsional dynamical mode as shown in Figure 2, n = 1, 2, …, N is the number of planet gears. For the dynamical model of the single-stage drive system with N planet gears, the torsional dynamics model includes N + 3 degree of freedom when only the torsional degree of freedom is considered. Let j = c, r, s, n, where kjt is the torsional support stiffness of components, uj is the torsional line displacement of components, ksn(t), csn, and esn(t) are the time-varying meshing stiffness, damping, and transmission error of the sun gear and nth planet, krn(t), crn, and ern(t) are the time-varying meshing stiffness, damping, and transmission error of the ring gear and nth planet gear, φ₂ is the planet gear phase angle, and ke¹² and ce¹² are the interstage coupling stiffness and coupling damping.

Figure 2: Torsional dynamical model.

Let gear meshing compression be positive, and the torsional model of the two-stage planetary gear train includes 2N + 6 degrees of freedom. The generalized column coordinate x is

Equation (2) shows the relative displacement of the sun gear, ring gear, and planetary gear:

where ∂s and ∂r are the working pressure angle of the sun and ring gear.

The coupled torsional dynamic equation of the two-stage planetary gear transmission system with frictional force is formulated as the following equation:

where superscripts I and II denote the 1st and 2cd stage of the two-stage gear system; Jj are the moments of inertia of each component; rj are the equivalent radii of the rotating parts; re is the radii of the shaft coupling; mp is the mass of a planet gear; Fsn, Frn are the nth planet-ring and planet-sun meshing forces; fsn, frn are the friction forces; Lsn, Lrn are the arm of friction forces; i₁, i₂ are the transmission ratios of the 1st and 2cd stage; and Tin, Tout are the input torque and load torque, respectively.

The dynamic equations of the coupled torsional system are arranged as the following equation:

where x is the generalized coordinate vector; M is the mass matrix; C is the damping coefficient matrix; Kjt is the torsional support stiffness matrix; K(t) is the time-vary meshing stiffness matrix; and F₁ and F₂ are the external and internal loads, respectively.

2.2. Excitation Factor Analysis

2.2.1. Transmission Error and Damping Coefficient

The meshing error is simplified according to the sine curve as the following equation:

where E is the amplitude of the meshing error and ϕ is the initial phase angle.

According to the definition of critical damping and vibration theory, the meshing damping coefficient is given as the following equation:

where is the meshing damping ratio in the range of 0.02∼0.17; I₁ and I₂ are the moments of inertia of the two meshing gears; k₀ is the mean meshing stiffness; and rb1 and rb2 are the base radius of gear wheels.

2.2.2. Time-Varying Meshing Stiffness

The meshing stiffness can usually be obtained by the energy method or finite element method. The literature and previous work show that the time-varying meshing stiffness usually presents the periodic characteristics of trapezoidal waves [20]. So, here, the time-varying mesh stiffness is expressed by the Fourier series as the following equation:

where , , , and km1, km2 are the meshing stiffness of the double teeth and single tooth; ε is the contact ratio; k₀ is the mean meshing stiffness; k₁ is the harmonic component of the meshing stiffness; ωm is the meshing frequency; and ϕ is the harmonic phase of the meshing stiffness.

2.2.3. Frictional Force Arm of the Tooth Surface

Figure 3 shows an external meshing process diagram (the internal engagement process diagram is not given in this paper). N₁N₂ is the theoretical length of the meshing line, B₁B₂ is the actual length of the meshing line, rs and rn are the base radius of the sun wheel and planet wheel, ras and ran are the addendum circle radius of the sun wheel and planet wheel, and ∂s is the meshing angle of the sun wheel and planet wheel, where i = 1, 2 is meshing tooth pair 1 and meshing tooth pair 2.

Figure 3: The external meshing process.

Ignoring the meshing-in and meshing-out deformation of the gear tooth contact, according to Figure 3, the frictional force arm between the sun wheel and the planet wheel is expressed as the following equation:

where Lsn,i is the friction force arm of the friction force arm of the meshing point relative to the sun gear in the ith sun-planet gear pair; Lns,i is the friction force arm of the meshing point relative to the planet gear in the the ith sun-planet gear pair; and psn is the normal pitch between the sun gear and the planetary gear. Similarly, the frictional force arm between the inner gear and the planetary gear is expressed as the following equation:

where Lnr,i the friction force arm of the meshing point relative to the planet gear in the the ith ring-planet gear pair; Lrn,i is the friction force arm of the meshing point relative to the ring gear in the the ith ring-planet gear pair; and prn is the normal pitch between the inner gear and the planetary gear.

2.2.4. Friction on the Tooth Surface

Friction on the tooth surface can be expressed as the following equation:

where δ is the coefficient of friction direction, varying with the relative speed of the driving gear and driven gear, valued as 1, 0, and −1, μ is the friction coefficient, and F is the normal load on the tooth surface. According to tribology and lubrication theory, the Stribeck curve is used to describe the lubrication state of the friction pair surface. The Stribeck curve uses the friction coefficient as the ordinate and the expression of viscosity, speed, and load as the abscissa to illustrate several forms of lubrication. Equation (11) expresses the lubrication state of the gear is very complicated and depends on the film thickness ratio:

where hmin is the minimum oil film thickness and Rp and are the roughness of gear surface 1 and gear surface 2. According to the ratio (λ) of the thickness of the oil film to the overall roughness of the surface of the friction pair, the lubrication states are usually divided into three types: boundary lubrication, mixed lubrication, and hydrodynamic lubrication.

Figure 4 shows the gear meshing under different lubrication states. When λ <1, the gear teeth are in the boundary lubrication state, and the Buckingham formula can be used. When 1 ≤ λ ≤ 3, the gear teeth are in a mixed lubrication state, that is, the gear teeth are in the partial elastic hydrodynamic lubrication state, and the Kelley and Lemanski formulas can be used in the calculation. When λ >3, the gear teeth are in the full elastohydrodynamic lubrication state, and the full elastohydrodynamic lubrication theory is used to calculate the friction coefficients.

(a)

(b)

(c)

Figure 4: Lubrication states: (a) boundary lubrication, (b) mixture lubrication, and (c) fluid lubrication.

Buckingham semiempirical formula [7] is given as the following equation:

where ν is the relative sliding velocity.

Kelley–Lemanski formula is given as the following equation:

where R is the surface roughness; ω is the load on the unit width; Vs is the sliding speed; V₁ denotes the total tooth speed; Vr defines the rolling speed; η₀ is the absolute viscosity; and rp, are the base radii. The formula for full elastohydrodynamic lubrication [7] is described as the following equation:

where ; ; ; and , where V₁, V₂ are the tangential velocity of the main wheel and the driven wheel; α is the viscosity coefficient; h₀ is the oil film thickness at the rupture of the dynamic oil film; η is the dynamic viscosity of oil; P is the normal load; and ϕ, β, and k are the coefficients of friction coefficient calculation.

3. Dynamic Response Analysis

According to the aforementioned structure, the input component is the sun gear, and the output unit is the planet carrier in the planetary gearbox. The planetary gears are evenly spaced, and the carrying capacity is the same. The parameters of each component of the transmission system are as shown in Table 1. The meshing stiffness is calculated by the elastic theory and Ishikawa method.

Table 1: The parameters of the 2-stage planetary gear.

Parameters
Carrier
Ring
Sun
Planet

Stage 1
Mass (kg)
10.12
2.7
0.8
0.45

Base diameter (mm)
112
150.12
59.2
42.29

Number of teeth

71
28
20

Module (mm)
2.25

Engaging angle (o)
26.09

Meshing stiffness (N/m)
3.8 × 10⁸

Stage 2
Mass (kg)
12.8
5.1
1.2
1.0

Base diameter (mm)
160
236.8
59.2
84.57

Number of teeth

84
21
30

Module (mm)
3

Engaging angle (o)
26.04

Meshing stiffness (N/m)
5 × 10⁸

According to the experimental equipment configuration, the load torque is as follows: no load, 504 Nm, and 1016 Nm, and the three operating conditions at the rotating speed of 500 r/min are tested as shown in Table 2.

Table 2: Operation parameters.

Operating condition
Load (Nm)
Input speed (r/min)
Operation power (kW)

1
0
500
1.15

2
504
500
1.88

3
1016
500
2.98

In the simulation, the load is 504 Nm, and the input speed is 500 r/min. The friction coefficients are calculated according to the formula under the boundary lubrication condition. Under this operating condition, the factors such as the tooth surface friction, the time-varying meshing stiffness, and the transmission error are taken into account, and the dynamic response of the transmission system is obtained by using the Runge–Kutta method to solve the differential equations.

Figure 5 shows the time-domain response of vibration displacement of planetary gears at different levels, and the peak-to-peak values of vibration displacement of first and second stages are 19.593 μm and 12.315 μm, respectively.

Figure 5: Vibration displacement of the planetary gear.

Figure 6 shows the time-domain profile of vibration displacement of sun gears at different levels, and the peak-to-peak values of vibration displacement of first and second stages are 31.019 μm and 14.316 μm, respectively.

Figure 6: Vibration displacement of the sun gear.

Figure 7 shows the vibration displacement-time domain performance of the ring gear at different levels, and the peak-to-peak values of vibration displacement of the first and second stages are, respectively, 13.949 μm and 9.626 μm.

Figure 7: Vibration displacement of the ring gear.

According to the peak value of each component and the effective RMS value, the vibration of the sun gear is the most obvious one with the same vibration, and the vibration of the ring gear is small under the vibration at the same level. However, the vibration of the first stage is greater than that of the second stage in the vibration of different levels.

The frequency spectrum is shown in Figure 8. It can be seen that the peak frequency of the vibration of the ring gear occurs mainly in the first stage of gear frequency (167.3 Hz), 3f₁ frequency doubling, and the second stage of gear frequency f₂ (39.3 Hz) in the range of 1000 Hz. The peak frequency of the vibration of the second ring gear occurs mainly in the first stage of gear frequency, 4f₁ frequency doubling, and the second stage of gear frequency f₂. The result shows that the vibration of the first-stage planetary gears is much larger than the second-stage vibration. The main reason that the second-stage frequency doubling is not obvious is the low meshing frequency of the second stage, and the vibration of the structure is not easily excited. The vibration caused by the first-stage planetary gears’ meshing frequency has a larger vibration contribution on the first-stage and second-stage gear rings. The vibration caused by the second-stage meshing frequency has a larger contribution in the second stage, but the contribution in the first stage is relatively small.

Figure 8: Vibration displacement-frequency spectrum of the ring gear.

4. Vibration Test of the Two-Stage Planetary Gearbox

4.1. Experimental Setup

Considering the large transmission of multistage planetary gears, a back-to-back planetary gear system is adopted for better control of operating conditions. The test setup used in the experiments is shown in Figure 9, including a driving motor, torque speed sensors, a test gearbox, a slave gearbox, and a load motor.

Figure 9: Test setup of the 2-stage planetary gearbox.

The test setup and measurement points of the planetary gearbox test stand are shown in Figure 10. The measurement points are arranged at the position with obvious vibration. No. 1～2 are vertical and horizontal directions of the box input bearing, No. 3～4 are tangential directions of the first stage of the gear ring, No. 5～6 are tangential directions of the second stage of the ring gear, and No. 7～8 are vertical and horizontal directions of the box output bearing. The test load is 504 Nm, and the input speed is 500 r/min.

Figure 10: The scene of the vibration test and measurement point.

4.2. Test Data Analysis

The sampling frequency is 10,240 Hz, and the resolution is 1 Hz. The vibration acceleration data of each measuring point are collected by the acceleration sensors, and the velocity and displacement response curves are calculated by numerical integration.

The vibration acceleration curve of the ring gear (measuring points 3 and 5) at each stage is provided in Figure 11, and the vibration speed curve is illustrated in Figure 12. The vibration displacement is also provided in Figure 13. The vibration peak value and the effective RMS value are summarized in Tables 3 and 4.

Figure 11: Vibration acceleration of ring gears.

Figure 12: Vibration velocity of ring gears.

Figure 13: Vibration displacement of ring gears.

Table 3: Vibration peak-to-peak values of the ring gear.

Ring gear
Acceleration (g)
Velocity (mm/s)
Displacement (μm)

Stage 1
6.674
56
21.29

Stage 2
1.59
22
9.095

Table 4: Vibration RMS of the ring gear.

Ring gear
Acceleration (g)
Velocity (mm/s)
Displacement (μm)

Stage 1
2.36
20
7.527

Stage 2
0.562
8
3.216

The test acceleration spectrum is given in Figure 14. In the range of 1000 Hz, the vibration peak of the first-stage ring gear mainly shows the first-stage frequency doubling 3f₁ (167.3 Hz) and the second-stage frequency doubling 3f₂ (39.3 Hz). The vibration peak of the second-stage ring gear mainly shows the first-stage frequency doubling 4f₁. However, the gear meshing frequency and the frequency doubling of the second stage of gear teeth f₂ and the frequency doubling of the second-stage gear are not obvious. As shown in the figures, under this test condition, the system vibration frequency is mainly concentrated at 0∼3500 Hz, and the sideband frequency characteristics are not obvious. This shows the high manufacturing accuracy of the gearbox.

Figure 14: Vibration acceleration-frequency spectrum of the ring gear.

5. Conclusion

(1)Aiming at the complex dynamic problems of multistage planetary gears, the influence of dynamic parameters is further analyzed, and a detailed dynamic model is established. Considering the factors such as the friction on the tooth surface, the calculation of friction coefficients, the time-varying meshing stiffness, and the interstage coupling, the coupled torsional dynamical model of a multistage planetary gear transmission system is established by the lumped-parameter method.(2)According to the peak value of each component and the effective value RMS, the vibration of the sun gear is the most obvious in the same vibration level, and the vibration of the ring gear is small in the vibration at the same level. However, the vibration of the first stage is greater than that of the second stage in the vibration of different levels. Moreover, the frequency peaks in the frequency domain are mainly expressed as tooth frequency and its frequency doubling of each stage. The vibration of the first stage is greater than that of the second stage, and the vibration characteristics of the second-stage tooth frequency are included.(3)The vibration data of the two-stage planetary gearbox were collected. It is found that the vibration displacement peak value and the effective value RMS of the test data are close to the simulation value. The frequency-domain components are concise with the simulation data. This shows that the calculation of the friction force and friction coefficient contributes to the refinement of the dynamical model. The research results lay the foundation for the accurate dynamic modeling and structural optimization of the multistage planetary gear transmission system.

Data Availability

The data used to support the findings of this study are available from the corresponding author upon request.

Conflicts of Interest

The authors declare that they have no conflicts of interest.

Acknowledgments

This work was supported by the National Natural Science Foundation of China (Grant no. 51965025).

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